RegMatcher (FRM)

Purpose

RegMatcher (FRM) supports regulatory discovery and review in Financial Services by helping identify priority areas such as significant regulatory change or fines, comparing prioritized regulations against internal policies and controls, and supporting business case development for identified gaps or enhancements.

Primary users

The primary user is not specified in the provided information. The agent is associated with the FRM team or business unit, with Matt Curan listed as owner.

Where it fits (process/stage/trigger)

RegMatcher (FRM) fits into regulatory discovery, regulatory change review, and business case development processes. It can be used when teams need to identify priority regulatory areas, review prioritized regulations against internal policies and controls, or assess ROI, time, cost, and risk savings linked to gaps or enhancements.

Key capabilities / workflow

The workflow starts with discovery to identify areas of priority, including significant regulatory change or fines. Prioritized regulations can then be reviewed against internal policies and controls to identify gaps or enhancements, after which the agent supports business case development around ROI, time, cost, and risk savings.

Inputs

Inputs are not fully specified in the provided information. The use case explicitly refers to prioritized regulations, internal policies, and controls as materials used for comparison, while other inputs, datasets, and source systems are not specified.

Outputs / Deliverables

Outputs are not fully specified in the provided information. The explicitly described deliverables include identified gaps or enhancements and business case inputs related to ROI, time, cost, and risk savings.

Value

RegMatcher (FRM) helps Financial Services teams focus regulatory review efforts on priority areas, compare regulatory requirements against internal policies and controls, and build business cases for improvements based on potential savings in risk, time, and cost.