Model Dev - Regulatory Review

Purpose

Model Dev - Regulatory Review is designed to review code and documentation for regulatory transparency, terminology alignment, auditability, and clarity. It helps identify wording or logic elements that may trigger regulatory scrutiny and proposes corrective phrasing based on the provided regulatory frameworks.

Primary users

The primary user is specified as Both. No further detail is provided on the exact user profiles, roles, or teams beyond the AQS team/BU ownership context.

Where it fits (process/stage/trigger)

This agent fits into model development or review activities where code and documentation need to be assessed against regulatory expectations. It is triggered when code, documentation, and regulatory frameworks are available for review.

Key capabilities / workflow

The agent analyzes provided code and documentation, extracts potential regulatory concerns, checks terminology alignment, evaluates auditability and clarity, flags wording or logic that may attract regulatory scrutiny, and generates suggested wording improvements before delivering a regulatory compliance report.

Inputs

Typical inputs are code, documentation, and regulatory frameworks. No additional datasets are specified.

Outputs / Deliverables

The outputs are a regulatory compliance report, risk flags, and suggested wording improvements. These deliverables are intended to support regulatory transparency, clarity, and auditability.

Value

The agent helps improve the regulatory quality of code and documentation by identifying scrutiny risks and proposing clearer phrasing. Its value lies in supporting terminology alignment, auditability, and regulatory transparency for financial services and insurance contexts.