Analysis Agent

Purpose

Analysis Agent supports financial crime compliance review by matching typologies and assessing whether investigation outputs meet SAR filing standards. It uses consolidated findings from prior agents and referenced regulatory or typology guidance to produce risk-oriented reasoning and filing recommendations.

Primary users

The primary users are external client BSA Officers and compliance analysts who need support in evaluating investigation findings, typology alignment, and SAR filing considerations.

Where it fits (process/stage/trigger)

Analysis Agent fits after Agents 1-3 have produced consolidated outputs, including extracted data, red flag assessment, and investigation findings. It is triggered when these prior outputs need to be evaluated against typologies and SAR filing standards.

Key capabilities / workflow

Analysis Agent analyzes consolidated investigation outputs, searches the provided RAG collection containing FinCEN advisories, FATF typology reports, and FINRA guidance, evaluates typology matches with confidence levels, assesses the SAR filing standard using four-prong analysis, checks for continuing activity and immediate notification indicators, and produces detailed reasoning.

Inputs

The inputs are consolidated outputs from Agents 1-3, including extracted data, red flag assessment, and investigation findings. The agent also uses the stated RAG collection of FinCEN advisories, FATF typology reports, and FINRA guidance for typology matching.

Outputs / Deliverables

The outputs are a risk rating, typology matches with confidence levels, SAR filing recommendation with four-prong analysis, continuing activity flags, immediate notification indicators, and detailed reasoning.

Value

Analysis Agent helps BSA Officers and compliance analysts structure SAR-related decision-making by connecting investigation findings to typologies, risk ratings, filing recommendations, and documented reasoning based on the provided guidance sources.